INX aims to enable the listing and trading of both regulated security tokens and cryptocurrencies for institutional and retail investors
Our team is comprised of former top executives from:
We are a team of traditional capital market veterans and blockchain experts unified by the vision of establishing a new trading ecosystem for digital assets
We work with regulators; we do not run from them. We built our own technology; we do not license it. Our management has top-line experience on Wall Street and the digital space. We believe a strong, healthy community of token holders is preferred to only a few institutional or VC investors.
We have developed a proprietary trading platform, and we built it from the ground-up with regulation in mind.
Buy/Sell crypto (BTC, ETH, LTC, ZEC, BCH) and security tokens and their derivatives
Support main order types (Market, Limit, Stop)
Trade confirmation and reporting tools to continually monitor and manage blotter, positions
Technical analysis tools for pre-trading purposes
API interface for broker dealers, corporate finance, traders and market makers
Industry standard reporting to regulators
Blockchain oriented, built for digital asset listing and trading
Founded in 2017
Invested over $7 million in building a regulated digital asset ecosystem for listing and trading cryptocurrencies, security tokens
Our cryptocurrency trading platform is ready to go live within six months after the sale ends Supporting both institutional and retail investors.
Revenues streams include: Cryptocurrency trading fees, security token listing and trading fees
INX is offering 130M security tokens in first ever fully registered SEC prospectus.
Investors in the tokens are entitled to receive pro rata distributions of 40% of the Company’s cumulative adjusted operating cash flow.
Investor downside protection – Cash Fund will be distributed to token holders in case of liquidation.
within 6m from initial offering
Security tokens represent the next evolution in capital markets
Blockchain-based security tokens issued and traded under securities laws
Enabling higher flexibility and innovative functionality of asset listings, trading and governance such as:
A wider range of financial instruments and finance possibilities
Raising capital for fractional and illiquid assets (e.g. partial ownership in real-estate projects, art, specific patents or projects) of a company.
Reduced trading costs as a result of efficient processes
Increased access to capital and investors
Automated KYC/AML compliance
Safe trades between cleared counterparties
Increased transparency and privacy
The genesis of INX followed 2017’s wave of ICO irrational exuberance, conducted with little consideration for securities laws
INX recognized that digital assets were the future
Built a strong foundation by assembling the right team with years of experience in the capital markets and blockchain arenas
Developed proprietary state-of-the-art technology
Invested in a strong industry standard and future public company infrastructure
Registered the INX Token with the SEC and spent 24 months building proprietary technology and solving the challenges of digital asset securities registration
And now initiating the first registered security token IPO
Cryptocurrency trading fees – the main revenue source (100%) at launch, until other activities are operational, with the revenue mix changing over time
Security token trading and listing fees – will commence upon receipt of the BD/ATS license
INX offers a regulated path for users and issuers on its trading platforms. Regulation is a necessity for institutional investors
Token holders benefit from diminishing circulating supply of tokens, as 20% of the tokens spent to reduce trading costs are transferred into the INX Token reserve
Current and future digital assets will be able to trade on INX trading platforms subject to regulatory clearance and will benefit from the attention of, and trading from, both institutional and retail investors
Token holders benefit from
discounted trading fees
Token holders benefit from
increased trading volume on our trading platforms
Token holders benefit from
growth in user adoption
Participants will be able to purchase up to 130M tokens offered to both institutions and the general public.
Now accepting payment in USD, BTC, ETH and USDC
The INX token has both security and utility benefits for its holders
Any profit share is distributed to a diminishing circulating supply of tokens. This is because as traders spend INX Tokens to reduce their trading costs, 20% of the tokens are transferred into the INX Token reserve, increasing scarcity
Mandatory Profit Share: Annual pro rata distribution of 40% of the Company’s cumulative adjusted net operating cash flow
Liquidation Preferences: Pro rata portion of the Cash Fund upon a failure to launch cryptocurrency trading or a liquidation event
Medium of exchange: Discounts of at least 10% on transaction fees on INX Securities when INX Tokens are used to pay fees
Staking: Passive Tiered Trading Fee Discount Program on INX Digital based upon the number of INX Tokens held in customers private wallets
INX is an ethereum based ERC20 compliant token that is programmed using a smart contract
INX has a capped supply of 200,000,000 Tokens.
The INX Token smart contract incorporates our Whitelist Database, which restricts the transfer of INX Tokens unless both the digital wallet addresses of the sender and receiver are listed in the Whitelist.
200M tokens minted with INX smart contract under a third-party audited process
130M max. sold in the offering
35M held back in reserve - used to fund acquisitions, address regulatory requirements, or fund Board-approved operational needs in certain circumstances – tokens not entitled to share of adjusted operating cashflow
35M issued or reserved for Management, employees and early investors – only issued tokens are entitled to share of adjusted operating cash flow
Approximately $47M of proceeds, less offering expenses, to INX operations
Approximately $70M of proceeds, less offering expenses, to Cash Fund (unique to INX)
Management undertakes lock-up of 24 months (1/2 released after 12 months)
Investor downside protection – Cash Fund will be distributed to token holders in case of liquidation
INX will use the funds to provide superior platforms for cryptocurrency and security token listing and trading
Founder of the largest leading interbank broker in Israel and Chairman of the Investment Committee for Israel’s largest pension fund. A serial entrepreneur who played significant roles in the adoption of electronic trading in the global OTC Forex market.
Founder of the largest leading interbank broker in Israel and Chairman of the Investment Committee for Israel’s largest pension fund. A serial entrepreneur who played significant roles in the adoption of electronic trading in the global OTC Forex market.
Mr. Shy Datika is one of our founders and is our President. Mr. Datika has more than 25 years of experience in the banking and finance industry. As founder and former Chief Executive Officer of ILS Brokers, a multinational brokerage house based in Tel-Aviv, Israel, Mr. Datika has a significant role in the adoption of electronic trading in the global OTC foreign exchange (OTC Forex) market as well as in the brokerage activity and online trading business. During the last 20 years, Mr. Datika has been extensively involved in financial technology (“fin-tech”) as an investor, director or manager of several companies, including as CEO of ForexManage Ltd., a software company providing professional technology platform solutions for institutional risk management and trading activities in the forex and interest rate derivatives markets for the banking industry, anyoption, Ouroboros Ltd (CySec licenced CIF) and as an independent (external) director and the Chairman of the Investment Committee and member of the Audit Committee of Altshuler Shaham provident funds and Pension Ltd. Prior to that, he was a senior dealer in Bank Hapoalim heading the G7 spot desk. Mr. Datika possesses broad knowledge in the areas of fin-tech and trading and has an extensive track record in building sustainable businesses in the financial market. Mr. Datika serves as a director on the board of numerous private companies.
Mr. Alan Silbert is a director of the Company and Executive Managing Director of INX Services. He joined the Company in March 2018. Mr. Silbert is responsible for launching the INX Services operations in North America, including facilitating the build-out of the director and advisor team, raising capital, growing operations and infrastructure for North American operations and leading the registration processes for broker-dealer and alternative trading system licenses. From December 2015 until March 2018, he was Senior Vice President at Capital One Commercial Banking, serving on the Asset Based Lending and Life Science Finance/Venture Debt teams. Prior to that, he was Vice President at GE Capital. From February 2013 until October 2017, he served as founder and Chief Executive Officer of BitPremier LLC, a bitcoin luxury marketplace. Mr. Silbert received his BS in Business Administration with a concentration in Finance from Towson University.
Mr. Itai Avneri brings over 20 years of executive management experience into his new role as COO. His commercial work spans a variety of technology companies, including Playtech Group-CMO and CEO of the Israel office, COO of anyoption and CEO of invest.com in Israel, where he spearheaded the shift to cryptocurrency. Mr. Avneri has led the launch of multiple financial services and products in Europe and South Africa among other regulated jurisdictions. He designed and built advanced information systems with specializations in trading, BI & CRM solutions, marketing and KYC automation as well as payments and integration hubs. Mr. Avneri holds a BA in Economics and Information Technology from Ruppin Institute and MBA from the Inter-Disciplinary School
Mr. Douglas Borthwick is Chief Marketing and Business Development Officer of INX Services. Mr. Borthwick has over 25 years of experience in the finance industry, most recently founding and building the Chapdelaine FX electronic and voice trading business for inter-dealer broker TP-ICAP from 2012 to September 2018. Mr. Borthwick held various roles with Morgan Stanley from 1996 through 2005; managing foreign exchange derivatives trading groups in New York and London, with a strong focus on emerging markets. He then ran the strategic trading desk at Merrill Lynch from 2005 to 2006, and the Latin American FX trading business at Standard Chartered from 2006 to 2009. In 2010, Mr. Borthwick managed trading and research areas for startup foreign exchange agency, Faros Trading, a company that was later sold to FXCM in 2013. Mr. Borthwick holds a bachelors of science in Economics from Carnegie Mellon University and an MBA from Yale University’s School of Management.
Mr. Paz Diamant is our Chief Technology Officer. Mr. Diamant has more than 25 years of experience in the banking and financial technology industry. From November 2013 to January 2020, Mr. Diamant held several roles at eToro, a worldwide leading social investment network, where he was most recently Managing Director of R&D and Product. In that role he directed the design, development, and deployment of the company’s cloud-based exchange system, and was responsible for the development of eToro’s complicated hedging algorithms. Prior to that, Mr. Diamant was the founder and Chief Executive Officer of ForexManage Ltd., a leading provider of advanced, real-time, risk management and foreign exchange online trading technologies for the banking industry. Mr. Diamant has had a significant role in the adoption of advanced risk management models in major European banks and brokerage houses. He managed R&D teams for several years while implementing cutting-edge, cloud-based technologies successfully. Mr. Diamant holds a BS in Physics from the Technion - Israel Institute of Technology, where he graduated cum laude, and a MBA, Finance from Bar-Ilan University.
Mr. Oran Mordechai is our Chief Financial Officer. Prior to joining us in December 2017, Mr. Mordechai worked at Ernst & Young Israel for 13 years in several different positions. Mr. Mordechai’s last role was as senior manager in the high-tech practice, leading and managing diverse client accounts, including start-ups through exits, domestic, multinational and publicly traded companies. Mr. Mordechai’s business experience includes corporate finance, international corporate tax, mergers and acquisitions and initial public offerings. Mr. Mordechai holds a BA in Economics, Management and Accounting from The College of Management and a MBA of Business Administration Finance and Financial Management Services from Tel-Aviv University and is a Certified Public Accountant. Mr. Mordechai is also the founder of Insight Finance, through which he provides financial services to his clients, including us.
Ms. Maia Naor is our Vice President, Product and has been with the Company since its founding. Ms. Naor has ten years of fin-tech experience working for companies across Europe and Israel. From 2010 until July 2017, Ms. Naor served as Vice President – Product in Anyoption Ltd., a leading European regulated trading group where she oversaw the planning, implementation and launch of several financial services and computer-internet-based and cellular-based trading applications. Ms. Naor also gained experience in building and training teams of data scientists that supported the growth and optimization of the trading products. Ms. Naor is a graduate of the Tel Aviv University School of Economics and the Tel Aviv University School of Mathematical Sciences, with honors.
Mr. Jonathan Azeroual is our Vice President, Blockchain Asset Strategy and has been with the Company since its founding. Mr. Azeroual has over 9 years of broad financial experience working for banks, hedge funds, brokerage firms in various analytical, operational or executive positions in Paris’, New York’s, and London’s financial markets. He is the co-founder and, from July 2015 until December 2017, served as Chief Executive Officer of Bsave Ltd., a UK company which operates a Bitcoin savings platform. He also currently works for Redwood Digital Fund as a member of their Trading & Investment Services team. From June 2016 to February 2017, he was a member of the Trading & Investment Services group at Hadas Capital. Between October 2014 and October 2015 he was an algorithmic trader for Colley Cooper Capital. Prior to that, starting in 2012 until October 2014, he served as an institutional sales trader for Sunrise Brokers. He graduated with honors and holds a postgraduate degree in Financial and Statistical Engineering from Paris-Dauphine University and holds ESCP Europe Advanced Master in Finance.
Mr. David Weild is an independent director of the Company. Mr. Weild is founder, chairman and CEO of Weild & Co., Inc., parent company of the investment banking firm Weild Capital, LLC. Prior to Weild & Co., Mr. Weild was vice chairman of NASDAQ, president of PrudentialFinancial.com and head of corporate finance and equity capital markets at Prudential Securities, Inc. Mr. Weild holds an M.B.A. from the Stern School of Business and a B.A. from Wesleyan University. Mr. Weild is currently on the boards of BioSig Technologies, Inc. and PAVmed Inc. From September 2010 to June 2011, Mr. Weild served on the board of Helium.com, until it was acquired by R.R. Donnelly & Sons Co. Since 2003, Mr. Weild was a director and then chairman of the board of the 9-11 charity Tuesday’s Children. He became chairman emeritus in October 2016 and still serves on the board. Mr. Weild brings extensive financial, economic, stock exchange, capital markets, and small company expertise to the Company gained throughout his career on Wall Street. He is a recognized expert in capital markets and has spoken at the White House, Congress, the SEC, OECD and the G-20 on how market structure can be bettered to improve capital formation and economic growth.
Mr. Thomas K. Lewis, Jr. is currently the Founder of Noble 4 Advisors, LLC, a company he founded in September 2012 that develops and provides methodologies, technologies and guidance that assist boards, CEOs, investors and senior executives in defining and implementing plans to improve operating performance. Mr. Lewis has served as CEO of four companies, including The Green Exchange, a federally regulated futures and options exchange in New York and London, from September 2009 to July 2012; Automated Power Exchange Inc. (APX), a venture-backed wholesale power markets and renewable energy services provider, from August 2003 to October 2007; Ameritrade, an online retail broker, from February 1999 to August 2000; and Campus Pipeline, an educational software company. Prior to that, Mr. Lewis served in technology leadership positions with American Express, Credit Suisse First Boston, USF&G Insurance and Marriott Corporation. Mr. Lewis has served on the boards of The New York Ledger Exchange, aka LedgerX (from 2014 to 2017), Green Exchange Holdings, LLC (2009 to 2012), Evolution Markets, Inc. (2007 to 2009), Automated Power Exchange Inc. (2003 to 2007) and Neovest Holdings, Inc. (2001 to 2004). Mr. Lewis holds an honorary doctorate, a master’s degree in computer and information science, and a bachelor’s degree, magna cum laude, in business administration from the University of New Haven in Connecticut, where he was honored as a distinguished alumnus. He served as chairman of the Board of Trustees of the Henry Lee Institute of Forensic Science, and served for twelve years as a member of the Board of Trustees of the University of New Haven. He has also served as a member of the Advisory Board of the Johns Hopkins Carey Business School at Johns Hopkins University. Mr. Lewis served as Executive in Residence and Assistant Professor at Johns Hopkins University, Carey Business School. Mr. Lewis also served as the head of technology for the Executive Office of the President of the United States during the Ronald Reagan Administration.
Mr. James Crossley is a director of the Company and MLRO and heads the Company’s European business and corporate development efforts. From October 2015 to December 2018, James was a Director of the Flo Live group, a provider of global cloud-based Internet-of-Things ecosystems. From March 2016 to May 2017, he acted as Director and CFO of Flocash Limited, a technology based international money transfer gateway. From February 2013 to December 2016 he worked with Extech, Ascarii and Intalec, marketing ERP Solutions including SAP Business One Cloud and Infor. Prior to February 2013, he had been Director of Corporate Development for Titan GS Europe, a global SAP Partner, having previously sold his own successful SAP Partnership to Titan in February 2009. Before moving into technology James, spent 25 years at C Level in the advertising industry including CFO, CEO and Group CFO roles for regional and global ad agencies.
Mr. Nicholas (Nick) Thadaney is an independent director of the Company. Mr. Thadaney was President and Chief Executive Officer, Global Equity Capital Markets, and a member of the senior management team of TMX Group until February 2018. In his roles with TMX Group, Mr. Thadaney was responsible for all equity listing and trading activity across the company’s equities markets and alternative trading systems, including Toronto Stock Exchange, TSX Venture Exchange, Alpha, TMX Select, TSX Private Markets and TSX Trust. Prior to joining TMX Group in September 2015, Mr. Thadaney was Chief Executive Officer of ITG Canada Corp. since 2005, with responsibility for managing all aspects of the business, as well as a Member of ITG’s Global Executive Committee. Previously, he was Director of Sales and Trading of ITG Canada’s Institutional Equities business from 2000 to 2005. Before his tenure at ITG, Mr. Thadaney was Vice-President, Business Development (Equities) at C.T. Securities Inc., which was later acquired by T.D. Securities Inc. in 1999. He has also been a member of several industry associations, boards and registered charities, including: Asset Management Industry Hold’em for Life Charity, Mount Sinai, Co-Chair; Bermuda Stock Exchange; Canadian Council of the Americas; CanDeal; IIROC; Toronto Financial Service Alliance; Investment Industry Association of Canada; Junior Achievement Canada; Young Presidents Association (Ontario Chapter); and the World Federation of Exchanges SME Advisory Board.
Mr. Haim Ashar is an independent director of the Company. Mr. Ashar is an independent business consultant providing integrated business development for startups and mid-size companies. He represents multiple companies in Europe across several sectors, helping them to build market-driven products and technology. From June 2017 to June 2018, Mr. Ashar served as Interim Manager – Change Management at We call4U UG, Berlin with responsibilities for marketing, brand, public relations and partnerships. From April 2014 to March 2017, Mr. Ashar served as Head of Business Development at Wayra Germany, Telefonica’s startup accelerator, with responsibilities for venture relations, brand development, scouting and outsourcing innovation for corporate business units. From May 2010 to December 2013, Mr. Ashar served as Operational CEO at ecosiv GmbH, a manufacturer of innovative radiant heating applications. Mr. Ashar earned his BSCE from Tel Aviv University in Israel.
Mark W. Yusko is the Founder, CEO and Chief Investment Officer of Morgan Creek Capital Management. Prior to forming Morgan Creek, Mr. Yusko was President, Chief Investment Officer and Founder of UNC Management Company, the Endowment investment office for the University of North Carolina at Chapel Hill, from 1998 to 2004. Throughout his tenure, he directly oversaw strategic and tactical asset allocation recommendations to the Investment Fund Board, investment manager selection, manager performance evaluation, spending policy management and performance reporting. Total assets under management were $1.5 billion. Until 1998, Mr. Yusko was a Senior Investment Director for the University of Notre Dame Investment Office where he joined as the Assistant Investment Officer in October of 1993. He worked with the Chief Investment Officer in all aspects of Endowment Management. Mark received his Bachelor of Science Degree, with Honors, in Biology and Chemistry from the University of Notre Dame and a Masters of Business Administration in Accounting and Finance from the University of Chicago.
Pete Hegseth is co-host of Fox & Friends Weekend and a frequent guest co-host for the weekday edition of Fox & Friends - the highest rated cable morning show in America.He is also a Fox News Senior Political Analyst, providing analysis and commentary across all Fox News and Fox Business programs.Pete is the author of the highly-acclaimed book “In the Arena” which was published by Threshold Editions of Simon & Schuster in May of 2016. He is an Army veteran of the wars in Afghanistan and Iraq, and received two Bronze Stars and a Combat Infantryman’s Badge for his service. Pete is the former CEO of Concerned Veterans for America (2012-2015), where he built the largest pro-freedom veterans advocacy organization in America and led the charge for real reform at the Department of Veterans Affairs. Directly after college, he worked as an Equity Capital Markets analyst at Bear Stearns & Co., Inc. Pete graduated from Princeton University with an undergraduate degree in Politics and completed a Masters in Public Policy at Harvard University’s John F. Kennedy School of Government.
Jason is one of the world’s foremost IT security experts. He gained public notoriety when he helped trace the financiers of the 9/11 terrorist attacks, together with identifying and tracking terrorist cells in the UK. Jason combines technical prowess with widespread knowledge across his various areas of expertise. He is an altruistic hacker and asymmetric warfare specialist, an e-discovery researcher and digital forensics investigator. He has sat on intelligence think tanks and has given evidence and opinion to Special Select Committees on cybercrime, cyber security, election fraud and foreign espionage. He has worked in collaboration with law enforcement agencies to trace, track and curtail digital terrorism, organised crime, hacking and digital/financial fraud. He has worked and lectured on security related matters for over 20 years and has appeared as pundit and analyst for international news outlets and documentaries. Jason is a contributor to the international security testing standard OSSTMM and was its first European trainer. He founded his IT security testing and risk consultancy firm over 15 years ago, and has designed, tested and monitored security systems for numerous banks, corporations and both the US and UK governments, including the UK Government’s Secure Intranet and HM Revenue & Customs’ first online tax system. He co-designed and tested the security for the first Chip & PIN machines and worked on the design of law enforcement mobile phone tracking systems. An early adopter, Jason’s comprehensive understanding of Blockchain and cryptocurrencies has led to his involvement in developing white papers for ICOs, brokering asset liquidation into and out of cryptocurrencies and consulting on crypto funds for high net worth individuals, within the context of developing regulations and an evolving digital investment and tokenisation landscape.
Jameson Lopp has worked with crypto asset wallets since 2015 - currently as the CTO of Casa and formerly as an Infrastructure Team Lead for BitGo. He is the creator of Statoshi, a fork of Bitcoin Core that analyzes statistics of Bitcoin nodes, founder of Mensa’s Bitcoin Special Interest Group, and founder of the Triangle Bitcoin & Business meetup. In his spare time he waxes philosophical upon the nature of Bitcoin.
Alena develops early stage ideas into successful products and services. She is skilled in business development and planning, identifying and creating meaningful business partnerships. Her track record includes several successful startups in finance and technology. A polyglot who speaks seven languages, Alena graduated in Diplomacy from University College of International and Public Relations Prague where she studied international economy and monetary systems. Alena also earned a Master’s Degree in Marketing Communication and a Master's in German from Comenius University Bratislava, Slovakia. Alena has over 15 years of experience in business leadership and development, including as Head of Business Development for Komercni Pojistovna, a Société Générale insurance company and INSIA, one of Czech Republic’s largest financial advisory networks that she brought from 120m to 2b in annual revenues in 3.5 years. Alena also launched oPojisteni.cz, the #1 online media site for insurance professionals in Czech Republic. In 2013, she left the traditional financial industry to join the crypto revolution and founded SatoshiLabs, one of the most highly regarded companies in the Bitcoin space. SatoshiLabs introduced several innovations that significantly changed the ecosystem: the first bitcoin map at CoinMap.org, the first bitcoin mining pool SlushPool.com, and TREZOR the original hardware wallet. Today, Alena is advisor to numerous startups and established companies helping them to embrace cryptocurrencies and blockchain technology.
Stefan is an expert in online marketing and worked on projects for some of the biggest travel agencies in Europe. In late 2013 he got into Bitcoin and became very passionate about cryptocurrencies. He is better known by his pseudonymous Twitter handle “@WhalePanda” under which he published very successful articles on Bitcoin and Ethereum. Stefan is focused on cryptocurrency trading while educating digital assets newcomers on the dangers and pitfalls of the current blockchain ecosystem.
Chris Barrett has over 15 years of public relations and media experience. In 2011, he founded PRServe, a success-based PR agency for innovative startups. Since then, he's helped launch the successful media trajectory of over 600 leading startups. As one of the country's premier cryptocurrency and blockchain PR experts, he has helped top blockchain startups gain early traction in the consumer markets. In 2017, Chris co-founded the cryptocurrency startup Stream Token, an economic backbone for decentralized streaming.
Joeri is the founder and executive director of Hypercube, the largest single video agency specializing in the blockchain industry. He has been active in the blockchain and Bitcoin arenas since early 2013 and was involved in the marketing campaigns of dozens of successful token sales.
On Yavin is the founder and CEO at Cointelligence, a company that conducts data research and analysis for the crypto economy. On has extensive experience as a serial entrepreneur and angel investor, as well as more than 20 years of experience in the tech industry. On uses his deep, hands-on experience and knowledge of online marketing to create winning strategies for crypto, and blockchain companies. Having earned the reputation of “crypto expert”, On continues to contribute to this industry in ways that advance cryptocurrencies and blockchain technologies. On has a law degree (LLB) and is also a certified Advocate by the Israeli Bar Association.
Mr. Rozzi has over 20 years of experience in the financial services industry. He has expertise in management, operations, and compliance, which encompasses traditional brokerage, RIA, insurance, and banking. During his career, Mr. Rozzi has gained experience across firms ranging from start-ups to large institutions. Most recently, Mr. Rozzi served as President of IDB Capital Corp, a wholly owned subsidiary of Israel Discount Bank of New York, which caters to both international and domestic private banking clients. In this role he was the architect of a successful strategy to migrate $3 Billion of brokerage and investment management assets onto the SEI Global Wealth Platform. Prior to that, Mr. Rozzi was President & Chief Compliance Officer of UMTB Securities Inc, a wholly owned subsidiary of Mizrahi Tefahot Bank. He also served as Chief Operating Officer for Signature Securities Group Corp., Chief Operating Officer at HSBC Brokerage USA, and Associate Managing Director and Registered Principal of Republic Financial Services & Republic National Bank. Mr. Rozzi received his BS in Business Administration and Finance from Fordham University. He holds the Series 7, 63, 24, 53, 4, 65, as well as the NYS Life, Accident & Health insurance licenses.
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